• (303) 876-0575

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank” Act) was signed into federal law by President Obama in 2010. The stated purpose of the Dodd-Frank Act is to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end “too big to fail”, to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. Dodd-Frank amended Sarbanes-Oxley (SOX) in several respects, significantly increasing the protections available to whistleblowers in the financial services industry. Under Dodd-Frank, which applies to both public and privately held companies, an employer cannot retaliate against an employee for disclosing any information that is protected or required under SOX; the Securities Exchange Act of 1934; and any other law, rule or regulation subject to the jurisdiction of the SEC. Information that is relevant includes facts relating to activities such as: insider trading; Ponzi schemes; failure to file reports; bribing foreign officials; manipulation of stock price; misleading or false statements; and misappropriation or theft of funds. Dodd-Frank also protects employees who report truthful information relating to federal crimes. An employee who prevails in Dodd-Frank retaliation litigation may receive up to twice the amount of wages lost to retaliation, as well as attorneys’ fees. Dodd-Frank also created an SEC Whistleblower Rewards Program which allows for whistleblowers to receive cash awards between 10% and 30% of the amounts that the SEC recovers based on the whistleblower’s report. If you have information about Dodd-Frank violations by a private or publicly held company, or if you feel you have been retaliated against for reporting Dodd-Frank violations CONTACT US to schedule a consultation with Ms. Smith to discuss your legal rights and potential representation.  

1624 Market Street, Suite 202
Denver, CO, 80202

Tel (303) 876-0575
56 Road L, P.O. Box 601
Silverthorne, CO, 80498

Tel (303) 876-0575

Additional offices for meetings available in:
Boulder; Broomfield/Interlocken; Cherry Creek; Aurora; Downtown Denver; Denver Tech Center; Golden/ Lakewood; Littleton; Louisville and Park Meadows/Highlands Ranch

Disclaimer: Nothing in this website is intended in any way to form an attorney-client relationship or other contract. It is designed solely to provide general information about the practice at the Law Offices of Elizabeth “Booka” Smith. Be mindful of any deadlines you have approaching that relate to your legal situation, and make sure you meet them. The Law Offices of Elizabeth “Booka” Smith does not assume any responsibility for advice given regarding any aspect of your case until you have a signed legal services agreement engaging the firm’s representation. Though the Law Offices of Elizabeth “Booka” Smith may provide a free initial consultation, the firm retains complete discretion in every case to decide whether or not to take your case. The Law Offices of Elizabeth “Booka” Smith makes no guarantees, warranties, or predictions about your case, and past success of Booka Smith or the firm does not ensure the results will be the same.